Consolidated Tape System - PDFSEARCH.IO - Document Search Engine

Consolidated Tape System
Results: 108

#	Item
61	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-31 11:55:46 Finance Options Price Reporting Authority National market system plan Consolidated Tape Association International Securities Exchange Market data Securities Exchange Act Financial markets Financial economics Financial system
62	Microsoft Word[removed]DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-03 12:59:21 Self-regulatory organizations Finance Financial system 73rd United States Congress United States securities law Regulation NMS Chicago Stock Exchange Consolidated Tape Association Securities Exchange Act Financial markets Financial economics United States Securities and Exchange Commission
63	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-10 12:42:48 Financial economics Investment Financial system 73rd United States Congress United States Securities and Exchange Commission Consolidated Tape Association National market system plan Securities Exchange Act Chicago Stock Exchange Self-regulatory organizations Financial markets United States securities law
64	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEMKT[removed]; SR-NYSEARCA[removed]November 6, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-06 17:14:09 Financial economics Economy of the United States New York City New York Stock Exchange NYSE Arca United States Securities and Exchange Commission Consolidated Tape Association Euronext Consolidated Quotation System Self-regulatory organizations NYSE Euronext Financial markets
65	Notice of Filing and Immediate Effectiveness of the Seventeenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Thirteenth Substantive Amendment to the Restated Consolidated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-29 12:44:19 Financial economics Economy of the United States Investment United States Securities and Exchange Commission 73rd United States Congress Consolidated Tape Association National market system plan Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organizations Financial markets United States securities law
66	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-21 13:37:16 Financial system Financial regulation Financial economics ACT Securities Exchange Act U.S. Securities and Exchange Commission Consolidated Tape Association Trade Reporting And Compliance Engine United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
67	Notice of Filing and Immediate Effectiveness of the Fifteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-23 10:24:50 Financial economics United States securities law Computer networking Consolidated Tape Association National market system plan Securities Exchange Act CTA Regulation NMS Financial system Financial markets United States Securities and Exchange Commission Self-regulatory organizations
68	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]April 6, 2004 Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC Relatin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-06 15:54:19 Financial system Securities Exchange Act Market maker Chicago Board Options Exchange Federal Rules of Civil Procedure Short Option Options Price Reporting Authority Consolidated Tape Association Financial markets Financial economics Finance
69	Notice of Filing and Immediate Effectiveness of the Seventeenth Charges Amendment to the Second Restatement of the CTA Plan and Ninth Charges Amendment to the Restated CQ Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-08 12:35:44 Financial economics Financial system Finance 73rd United States Congress United States Securities and Exchange Commission Consolidated Tape Association Securities Exchange Act National market system plan United States Bill of Rights Financial markets Self-regulatory organizations United States securities law
70	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-22 14:00:20 United States Securities and Exchange Commission Financial economics Economy of the United States Financial system 73rd United States Congress Consolidated Tape Association National market system plan Securities Exchange Act Chicago Stock Exchange Self-regulatory organizations Financial markets United States securities law

UPDATE